SEC Form 4 · accession 0001225208-15-002110
FULLER H B CO · FUL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J. Trippel
Officer — Sr. VP, Market Development
Period of report
Jan 23, 2015
Accepted (ET)
Jan 27, 2015 · 9:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 23, 2015 | M | 1,632 | $40.66 | A | 25,560 | D | |
| Common StockF1 | Jan 23, 2015 | F | 721 | $40.66 | D | 24,839 | D | |
| Common StockF2,F3 | Jan 24, 2015 | F | 1,059 | $40.66 | D | 23,780 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F4,F5 | $0.00 | Jan 23, 2015 | M | 1,632 | D | — | Jan 23, 2017 | Common Stock | 1,632 | 3,318 | D |
| Employee Stock Option (Right-to-Buy)F7 | $41.00 | holding | — | — | — | — | Jan 22, 2025 | Common Stock | 22,789 | 22,789 | D |
| Employee Stock Option (Right-to-Buy)F8 | $48.92 | holding | — | — | — | — | Jan 23, 2024 | Common Stock | 16,644 | 16,644 | D |
| Employee Stock Option (Right-to-Buy)F9 | $39.64 | holding | — | — | — | — | Jan 24, 2023 | Common Stock | 18,712 | 18,712 | D |
| Employee Stock Option (Right-to-Buy)F10 | $28.40 | holding | — | — | — | — | Jan 26, 2022 | Common Stock | 25,960 | 25,960 | D |
| Employee Stock Option (Right-to-Buy)F11 | $21.37 | holding | — | — | — | — | Apr 26, 2021 | Common Stock | 35,549 | 35,549 | D |
| Restricted Stock UnitsF4,F12 | $0.00 | holding | — | — | — | — | Jan 22, 2018 | Common Stock | 5,820 | 5,820 | D |
Explanation of responses
- F1Shares withheld for taxes due on 1,632 shares issues pursuant to the H.B. Fuller Company 2013 Master Stock Incentive Plan.
- F10Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
- F11Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on April 26, 2012.
- F12H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
- F2Shares withheld for taxes due on 2,402 shares issues pursuant to the Amended and Restated Year 2000 Stock Incentive Plan.
- F3Amended and Restated Year 2000 Stock Incentive Plan: 21,818 restricted shares were awarded pursuant to the H.B. Fuller Company Amended and Restated 2000 Stock Incentive Plan. This amount includes 14,678 restricted shares that vested in three equal annual installments beginning April 26, 2012 and 7,140 shares that will vest in three equal annual installments beginning on January 24, 2014. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
- F4H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- F5H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.
- F6H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
- F7H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
- F8H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
- F9Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.