SEC Form 4 · accession 0001225208-15-002109
FULLER H B CO · FUL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann B Parriott
Officer — VP, Human Resources
Period of report
Jan 23, 2015
Accepted (ET)
Jan 27, 2015 · 9:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 23, 2015 | M | 1,032 | $40.66 | A | 32,382 | D | |
| Common StockF1 | Jan 23, 2015 | F | 402 | $40.66 | D | 31,980 | D | |
| Common Stock | Jan 24, 2015 | M | 1,513 | $40.66 | A | 33,493 | D | |
| Common StockF2,F3 | Jan 24, 2015 | F | 589 | $40.66 | D | 32,904 | D | |
| Common StockF4 | holding | — | — | — | 1,081 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF7,F5,F6 | $0.00 | Jan 23, 2015 | M | 1,032 | D | — | Jan 23, 2017 | Common Stock | 1,032 | 2,098 | D |
| Restricted Stock UnitsF10,F8,F9 | $0.00 | Jan 24, 2015 | M | 1,513 | D | — | Jan 24, 2016 | Common Stock | 1,513 | 1,561 | D |
| Employee Stock Option (Right-to-Buy)F11 | $22.27 | holding | — | — | — | — | Jan 20, 2021 | Common Stock | 15,822 | 15,822 | D |
| Employee Stock Option (Right-to-Buy)F12 | $41.00 | holding | — | — | — | — | Jan 22, 2025 | Common Stock | 12,534 | 12,534 | D |
| Employee Stock Option (Right-to-Buy)F13 | $48.92 | holding | — | — | — | — | Jan 23, 2024 | Common Stock | 10,527 | 10,527 | D |
| Employee Stock Option (Right-to-Buy)F14 | $39.64 | holding | — | — | — | — | Jan 24, 2023 | Common Stock | 11,788 | 11,788 | D |
| Employee Stock Option (Right-to-Buy)F15 | $28.40 | holding | — | — | — | — | Jan 26, 2022 | Common Stock | 15,576 | 15,576 | D |
| Employee Stock Option (Right-to-Buy)F11 | $20.57 | holding | — | — | — | — | Dec 3, 2019 | Common Stock | 17,505 | 17,505 | D |
| Employee Stock Option (Right-to-Buy)F11 | $26.79 | holding | — | — | — | — | Dec 4, 2016 | Common Stock | 16,077 | 16,077 | D |
| Employee Stock Option (Right-to-Buy)F13 | $14.15 | holding | — | — | — | — | Dec 4, 2018 | Common Stock | 33,644 | 33,644 | D |
| Employee Stock Option (Right-to-Buy)F11 | $26.65 | holding | — | — | — | — | Dec 6, 2017 | Common Stock | 14,200 | 14,200 | D |
| Restricted Stock UnitsF5,F16 | $0.00 | holding | — | — | — | — | Jan 22, 2018 | Common Stock | 3,201 | 3,201 | D |
Explanation of responses
- F1Shares withheld for taxes due on 1,032 shares issues pursuant to the H.B. Fuller Company 2013 Master Stock Incentive Plan.
- F10Amended and Restated Year 2000 Stock Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan.
- F11Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
- F12H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
- F13H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
- F14Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.
- F15Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
- F16H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
- F2Shares withheld for taxes due on 1,513 shares issues pursuant to the Amended and Restated Year 2000 Stock Incentive Plan.
- F3Amended and Restated Year 2000 Stock Incentive Plan: 35,558 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan. This amount includes 4,165 restricted shares that vested effective December 4, 2009; 3,557 restricted shares that vested effective December 6, 2010; 7,746 restricted shares that vested effective December 4, 2011; 7,261 restricted shares that vested in three equal annual installments beginning on December 3, 2010; 6,535 restricted shares that vested in three equal annual installments beginning on January 20, 2012; and 6,294 restricted shares that will vest in three equal annual installments beginning on January 26, 2013. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
- F4401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
- F5H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- F6H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.
- F7H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
- F8Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- F9Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 24, 2014.