SEC Form 4 · accession 0001225208-15-002102
FULLER H B CO · FUL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather Campe
Officer — VP, Asia Pacific
Period of report
Jan 23, 2015
Accepted (ET)
Jan 27, 2015 · 9:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 23, 2015 | M | 718 | $40.66 | A | 2,729 | D | |
| Common StockF1 | Jan 23, 2015 | F | 280 | $40.66 | D | 2,449 | D | |
| Common Stock | Jan 24, 2015 | M | 768 | $40.66 | A | 3,217 | D | |
| Common StockF2,F3 | Jan 24, 2015 | F | 299 | $40.66 | D | 2,918 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F4,F5 | $0.00 | Jan 23, 2015 | M | 718 | D | — | Jan 23, 2017 | Common Stock | 718 | 1,459 | D |
| Restricted Stock UnitsF9,F7,F8 | $0.00 | Jan 24, 2015 | M | 768 | D | — | Jan 24, 2016 | Common Stock | 768 | 794 | D |
| Employee Stock Option (Right-to-Buy)F10 | $22.27 | holding | — | — | — | — | Jan 20, 2021 | Common Stock | 2,013 | 2,013 | D |
| Employee Stock Option (Right-to-Buy)F11 | $41.00 | holding | — | — | — | — | Jan 22, 2025 | Common Stock | 12,534 | 12,534 | D |
| Employee Stock Option (Right-to-Buy)F12 | $48.92 | holding | — | — | — | — | Jan 23, 2024 | Common Stock | 7,323 | 7,323 | D |
| Employee Stock Option (Right-to-Buy)F13 | $39.64 | holding | — | — | — | — | Jan 24, 2023 | Common Stock | 5,988 | 5,988 | D |
| Employee Stock Option (Right-to-Buy)F14 | $28.40 | holding | — | — | — | — | Jan 26, 2022 | Common Stock | 1,998 | 1,998 | D |
| Employee Stock Option (Right-to-Buy)F10 | $20.57 | holding | — | — | — | — | Dec 3, 2019 | Common Stock | 1,446 | 1,446 | D |
| Restricted Stock UnitsF4,F15 | $0.00 | holding | — | — | — | — | Jan 22, 2018 | Common Stock | 3,201 | 3,201 | D |
Explanation of responses
- F1Shares withheld for taxes due on 718 shares issues pursuant to the H.B. Fuller Company 2013 Master Stock Incentive Plan.
- F10Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
- F11H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
- F12H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
- F13Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.
- F14Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
- F15H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
- F2Shares withheld for taxes due on 768 shares issues pursuant to the Amended and Restated Year 2000 Stock Incentive Plan.
- F3Amended and Restated Year 2000 Stock Incentive Plan: 283.75 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan and will vest on January 26, 2015. Amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
- F4H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- F5H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.
- F6H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan.
- F7Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- F8Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 24, 2014.
- F9Amended and Restated Year 2000 Stock Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan.