SEC Form 4 · accession 0001225208-15-001983
FULLER H B CO · FUL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J. Trippel
Officer — Sr. VP, Market Development
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 23,928 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy)F2 | $41.00 | Jan 22, 2015 | A | 22,789 | A | — | Jan 22, 2025 | Common Stock | 22,789 | 22,789 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | Jan 22, 2015 | A | 5,820 | A | — | Jan 22, 2018 | Common Stock | 5,820 | 5,820 | D |
| Employee Stock Option (Right-to-Buy)F5 | $48.92 | holding | — | — | — | — | Jan 23, 2024 | Common Stock | 16,644 | 16,644 | D |
| Employee Stock Option (Right-to-Buy)F6 | $39.64 | holding | — | — | — | — | Jan 24, 2023 | Common Stock | 18,712 | 18,712 | D |
| Employee Stock Option (Right-to-Buy)F7 | $28.40 | holding | — | — | — | — | Jan 26, 2022 | Common Stock | 25,960 | 25,960 | D |
| Employee Stock Option (Right-to-Buy)F8 | $21.37 | holding | — | — | — | — | Apr 26, 2021 | Common Stock | 35,549 | 35,549 | D |
| Restricted Stock UnitsF10,F3,F9 | $0.00 | holding | — | — | — | — | Jan 23, 2017 | Common Stock | 4,950 | 4,950 | D |
Explanation of responses
- F1Amended and Restated Year 2000 Stock Incentive Plan: 21,818 restricted shares were awarded pursuant to the H.B. Fuller Company Amended and Restated 2000 Stock Incentive Plan. This amount includes 14,678 restricted shares that vested in three equal annual installments beginning April 26, 2012 and 7,140 shares that will vest in three equal annual installments beginning on January 24, 2014. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
- F10H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
- F2H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
- F3H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- F4H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
- F5H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
- F6Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.
- F7Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
- F8Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on April 26, 2012.
- F9H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.