SEC Form 4 · accession 0001225208-15-001980
FULLER H B CO · FUL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Kenny
Officer — Senior Vice President, EIMEA
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 24,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy)F2 | $41.00 | Jan 22, 2015 | A | 22,789 | A | — | Jan 22, 2025 | Common Stock | 22,789 | 22,789 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | Jan 22, 2015 | A | 5,820 | A | — | Jan 22, 2018 | Common Stock | 5,820 | 5,820 | D |
| Employee Stock Option (Right-to-Buy)F5 | $22.27 | holding | — | — | — | — | Jan 20, 2021 | Common Stock | 28,768 | 28,768 | D |
| Employee Stock Option (Right-to-Buy)F6 | $48.92 | holding | — | — | — | — | Jan 23, 2024 | Common Stock | 16,644 | 16,644 | D |
| Employee Stock Option (Right-to-Buy)F7 | $39.64 | holding | — | — | — | — | Jan 24, 2023 | Common Stock | 18,712 | 18,712 | D |
| Employee Stock Option (Right-to-Buy)F8 | $28.40 | holding | — | — | — | — | Jan 26, 2022 | Common Stock | 25,960 | 25,960 | D |
| Employee Stock Option (Right-to-Buy)F5 | $19.85 | holding | — | — | — | — | Oct 1, 2019 | Common Stock | 41,708 | 41,708 | D |
| Employee Stock Option (Right-to-Buy)F5 | $20.20 | holding | — | — | — | — | Oct 1, 2020 | Common Stock | 30,557 | 30,557 | D |
| Employee Stock Option (Right-to-Buy)F5 | $20.57 | holding | — | — | — | — | Dec 3, 2019 | Common Stock | 28,935 | 28,935 | D |
| Restricted Stock UnitsF10,F3,F9 | $0.00 | holding | — | — | — | — | Jan 23, 2017 | Common Stock | 4,950 | 4,950 | D |
| Restricted Stock UnitsF13,F11,F12 | $0.00 | holding | — | — | — | — | Jan 24, 2016 | Common Stock | 4,879 | 4,879 | D |
| Restricted Stock UnitsF13,F11,F14 | $0.00 | holding | — | — | — | — | Jan 26, 2015 | Common Stock | 3,685 | 3,685 | D |
Explanation of responses
- F1Amended and Restated Year 2000 Stock Incentive Plan: Total amount includes shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
- F10H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
- F11Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- F12Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 24, 2014.
- F13Amended and Restated Year 2000 Stock Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan.
- F14Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 26, 2013.
- F2H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
- F3H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- F4H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
- F5Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
- F6H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
- F7Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.
- F8Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
- F9H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.