SEC Form 4/A · accession 0000039311-18-000059
INDEPENDENT BANK CORP /MI/ · IBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Larry R Daniel Jr.
Officer — Executive Vice President
Period of report
Nov 5, 2018
Accepted (ET)
Nov 7, 2018 · 9:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039311
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 5, 2018 | M | 748 | $15.90 | A | 6,942 | D | |
| Common Stock | Nov 5, 2018 | M | 2,000 | $6.42 | A | 8,942 | D | |
| Common Stock | Nov 5, 2018 | F | 1,573 | $22.00 | D | 7,369 | D | |
| Common Stock | holding | — | — | — | 3,481 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $15.90 | Nov 5, 2018 | M | 748 | D | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 748 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $6.42 | Nov 5, 2018 | M | 2,000 | D | May 28, 2014 | May 28, 2023 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Includes 3 shares acquired through dividend reinvestment program (DRIP) during the first quarter.
- F2Amendment file to correct transaction code.