SEC Form 4 · accession 0000039311-18-000039
INDEPENDENT BANK CORP /MI/ · IBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Twarozynski
Officer — Senior Vice President
Period of report
May 31, 2018
Accepted (ET)
Jun 4, 2018 · 12:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039311
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2018 | M | 500 | $1.92 | A | 6,043 | D | |
| Common Stock | May 31, 2018 | S | 500 | $25.80 | D | 5,543 | D | |
| Common Stock | May 31, 2018 | M | 605 | $15.90 | A | 6,148 | D | |
| Common Stock | May 31, 2018 | S | 464 | $25.30 | D | 5,684 | D | |
| Common Stock | holding | — | — | — | 3,081 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option | $1.92 | May 31, 2018 | M | 500 | D | Jun 28, 2012 | Jun 28, 2021 | Common Stock | 500 | 0 | D |
| Non-Qualified Stock Option | $15.90 | May 31, 2018 | M | 605 | D | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 605 | 0 | D |