SEC Form 4 · accession 0000039311-17-000039
INDEPENDENT BANK CORP /MI/ · IBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E McCarty
Director
Period of report
Feb 16, 2016
Accepted (ET)
Oct 2, 2017 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039311
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Feb 16, 2016 | A | 183 | A | — | — | Common Stock | 183 | 33,657 | D |
| Phantom Stock UnitsF1 | — | May 16, 2016 | A | 181 | A | — | — | Common Stock | 181 | 33,838 | D |
| Phantom Stock UnitsF1 | — | Aug 15, 2016 | A | 165 | A | — | — | Common Stock | 165 | 34,003 | D |
| Phantom Stock UnitsF1 | — | Nov 15, 2016 | A | 186 | A | — | — | Common Stock | 186 | 34,189 | D |
| Phantom Stock UnitsF1 | — | Feb 15, 2017 | A | 159 | A | — | — | Common Stock | 159 | 34,348 | D |
| Phantom Stock UnitsF1 | — | May 15, 2017 | A | 159 | A | — | — | Common Stock | 159 | 34,507 | D |
| Phantom Stock UnitsF1 | — | Aug 15, 2017 | A | 163 | A | — | — | Common Stock | 163 | 34,670 | D |
Explanation of responses
- F1The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.