SEC Form 4 · accession 0000039311-17-000038
INDEPENDENT BANK CORP /MI/ · IBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen L Gulis Jr.
Director
Period of report
Feb 16, 2016
Accepted (ET)
Oct 2, 2017 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039311
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Feb 16, 2016 | A | 246 | A | — | — | Common Stock | 246 | 45,346 | D |
| Phantom Stock UnitsF1 | — | May 16, 2016 | A | 244 | A | — | — | Common Stock | 244 | 45,590 | D |
| Phantom Stock UnitsF1 | — | Aug 15, 2016 | A | 223 | A | — | — | Common Stock | 223 | 45,813 | D |
| Phantom Stock UnitsF1 | — | Nov 15, 2016 | A | 250 | A | — | — | Common Stock | 250 | 46,063 | D |
| Phantom Stock UnitsF1 | — | Feb 15, 2017 | A | 214 | A | — | — | Common Stock | 214 | 46,277 | D |
| Phantom Stock UnitsF1 | — | May 15, 2017 | A | 214 | A | — | — | Common Stock | 214 | 46,491 | D |
| Phantom Stock UnitsF1 | — | Aug 15, 2017 | A | 220 | A | — | — | Common Stock | 220 | 46,711 | D |
Explanation of responses
- F1The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.