SEC Form 4 · accession 0000039311-15-000029
INDEPENDENT BANK CORP /MI/ · IBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Twarozynski
Officer — Senior Vice President
Period of report
Apr 22, 2015
Accepted (ET)
Apr 22, 2015 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039311
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 22, 2015 | M | 12 | $7.00 | A | 3,790 | D | |
| Common Stock | Apr 22, 2015 | F | 8 | $13.15 | D | 3,782 | D | |
| Common Stock | Apr 22, 2015 | M | 32 | $7.00 | A | 3,814 | D | |
| Common Stock | Apr 22, 2015 | F | 22 | $13.15 | D | 3,792 | D | |
| Common Stock | Apr 22, 2015 | M | 41 | $7.00 | A | 3,833 | D | |
| Common Stock | Apr 22, 2015 | F | 28 | $13.15 | D | 3,805 | D | |
| Common Stock | Apr 22, 2015 | M | 75 | $7.00 | A | 3,880 | D | |
| Common Stock | Apr 22, 2015 | F | 52 | $13.15 | D | 3,828 | D | |
| Common stock | Apr 22, 2015 | M | 116 | $7.00 | A | 3,944 | D | |
| Common Stock | Apr 22, 2015 | F | 81 | $13.15 | D | 3,863 | D | |
| Common Stock | holding | — | — | — | 2,373 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.00 | Apr 22, 2015 | M | 12 | D | Mar 30, 2011 | Apr 26, 2015 | Common Stock | 12 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.00 | Apr 22, 2015 | M | 32 | D | Mar 30, 2011 | Apr 26, 2015 | Common Stock | 32 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.00 | Apr 22, 2015 | M | 41 | D | Mar 30, 2011 | Nov 15, 2015 | Common Stock | 41 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.00 | Apr 22, 2015 | M | 75 | D | Mar 30, 2011 | Dec 15, 2015 | Common Stock | 75 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.00 | Apr 22, 2015 | M | 116 | D | Mar 30, 2011 | Apr 24, 2017 | Common Stock | 116 | 0 | D |