SEC Form 4 · accession 0001209191-18-028519
CULLEN/FROST BANKERS, INC. · CFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Graham M Weston
Director
Period of report
May 3, 2018
Accepted (ET)
May 8, 2018 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2 | May 3, 2018 | P | 40,000 | $114.03 | A | 131,713 | I | Shares held by Trout Capital, Ltd. |
| Common Stock, $0.01 par valueF3,F2 | May 4, 2018 | P | 1,700 | $113.36 | A | 133,413 | I | Shares held by Trout Capital, Ltd. |
| Common Stock, $0.01 par valueF2 | May 4, 2018 | P | 100 | $113.90 | A | 133,513 | I | Shares held by Trout Capital, Ltd. |
| Common Stock, $0.01 par valueF4,F2 | May 4, 2018 | P | 700 | $115.51 | A | 134,213 | I | Shares held by Trout Capital, Ltd. |
| Common Stock, $0.01 par valueF5,F2 | May 4, 2018 | P | 500 | $116.04 | A | 134,713 | I | Shared held by Trout Capital, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is based on a weighted average price. The prices actually paid range from $113.70 to $114.38. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the ranges set forth in footnotes (1), (3), (4) and (5) to this Form 4.
- F2Mr. Weston is the sole owner of Knightsbridge, LC which is the general partner of Trout Capital, Ltd.
- F3The price in Column 4 is based on a weighted average price. The prices actually paid range from $112.90 to $113.40.
- F4The price in Column 4 is based on a weighted average price. The prices actually paid range from $114.90 to $115.82.
- F5The price in Column 4 is based on a weighted average price. The prices actually paid range from $115.95 to $116.15.