SEC Form 4 · accession 0001209191-18-026230
CULLEN/FROST BANKERS, INC. · CFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Denny Alexander
Other
Period of report
Apr 25, 2018
Accepted (ET)
Apr 26, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Apr 25, 2018 | M | 5,337 | $0.00 | A | 5,337 | D | |
| Common Stock, $0.01 par valueF1 | holding | — | — | — | 14,050 | I | Through Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F3 | — | Apr 25, 2018 | M | 5,337 | D | — | — | Common Stock | 5,337 | 0 | D |
Explanation of responses
- F1Shares held by Alton Road Partners, L.P. (the "Partnership") of which the reporting person is a general partner. The reporting person disclaims beneficial ownership of the Common Stock held by the Partnership, except to the extent of his pecuniary interest therein.
- F2Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.
- F3Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.