SEC Form 4 · accession 0001209191-17-058521
CULLEN/FROST BANKERS, INC. · CFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Kardys
Officer — Wealth Advisor Sr. Officer
Period of report
Oct 29, 2017
Accepted (ET)
Oct 31, 2017 · 8:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Oct 29, 2017 | M | 2,770 | $0.00 | A | 118,349 | D | |
| Common Stock, $0.01 par value | Oct 29, 2017 | F | 757 | $101.40 | D | 117,592 | D | |
| Common Stock, $0.01 par value | holding | — | — | — | 38,293 | I | Through 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Oct 29, 2017 | M | 2,770 | D | Oct 29, 2017 | Oct 29, 2017 | Common Stock | 2,770 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.