SEC Form 4 · accession 0001209191-17-028983
CULLEN/FROST BANKERS, INC. · CFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Royce S Caldwell
Director
Period of report
Apr 27, 2014
Accepted (ET)
May 1, 2017 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Apr 27, 2017 | M | 4,918 | $0.00 | A | 7,718 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1 | — | Apr 27, 2017 | M | 4,918 | D | — | — | Common Stock | 4,918 | 0 | D |
Explanation of responses
- F1Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.