SEC Form 5 · accession 0001209191-17-005064
CULLEN/FROST BANKERS, INC. · CFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip D Green
Officer — Chairman and CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 23, 2017 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Jun 2, 2016 | G | 1,000 | $0.00 | D | 35,055 | D | |
| Common Stock, $0.01 par value | Jul 28, 2016 | G | 4,132 | $0.00 | D | 30,923 | D | |
| Common Stock,$0.01 par valueF1 | Jul 28, 2016 | G | 2,000 | $0.00 | A | 27,685 | I | Trustee for Children |
| Common Stock, $0.01 par value | Aug 1, 2016 | G | 156 | $0.00 | D | 30,767 | D | |
| Common Stock, $0.01 par valueF1 | Aug 1, 2016 | G | 156 | $0.00 | A | 27,841 | I | Trustee for Children |
| Common Stock, $0.01 par value | Nov 4, 2016 | G | 3,400 | $0.00 | D | 27,367 | D | |
| Common Stock, $0.01 par value | holding | — | — | — | 1,100 | I | By Spouse | |
| Common Stock, $0.01 par value | holding | — | — | — | 39,740 | I | Through 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each of Mr. Green's children is the beneficiary of a trust of which Mr. Green is the trustee.