SEC Form 4 · accession 0001209191-16-149582
CULLEN/FROST BANKERS, INC. · CFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack A Wood
Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 11:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2 | Nov 9, 2016 | S | 40,000 | $78.09 | D | 627,123 | I | Through Limited Partnership |
| Common Stock, $0.01 par valueF3,F2 | Nov 10, 2016 | S | 47,000 | $81.23 | D | 580,123 | I | Through Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is based on a weighted average price. The prices actually paid range from $76.34 to $79.13. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Shares held by JAW Resources, LP (the "Partnership") of which the reporting person is a general partner. The reporting person is also the sole member and sole manager of JTKW, LLC, which is the sole general partner of the Partnership.
- F3The price in Column 4 is based on a weighted average price. The prices actually paid range from $79.73 to $83.76. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.