SEC Form 4 · accession 0001209191-16-147159
CULLEN/FROST BANKERS, INC. · CFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Perotti
Officer — GEVP and Chief Risk Officer
Period of report
Oct 25, 2016
Accepted (ET)
Oct 27, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039263
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 25, 2016 | A | 1,970 | A | — | — | Common Stock | 1,970 | 1,970 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.
- F2Generally vest after four years from grant date of 10-25-2016.