SEC Form 4 · accession 0001209191-16-146834
CULLEN/FROST BANKERS, INC. · CFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Kardys
Officer — Wealth Advisor Sr. Officer
Period of report
Oct 23, 2016
Accepted (ET)
Oct 25, 2016 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Oct 23, 2016 | M | 3,580 | $0.00 | A | 119,042 | D | |
| Common Stock, $0.01 par value | Oct 23, 2016 | F | 979 | $74.88 | D | 118,063 | D | |
| Common Stock, $0.01 par value | holding | — | — | — | 37,171 | I | Through 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Oct 23, 2016 | M | 3,580 | D | Oct 23, 2016 | Oct 23, 2016 | Common Stock | 3,580 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.