SEC Form 4 · accession 0001209191-16-139236
CULLEN/FROST BANKERS, INC. · CFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jack A Wood
Director
Period of report
Aug 29, 2016
Accepted (ET)
Aug 31, 2016 · 10:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2 | Aug 29, 2016 | S | 3,400 | $72.60 | D | 905,723 | I | Through Limited Partnership |
| Common Stock, $0.01 par valueF3,F2 | Aug 30, 2016 | S | 6,600 | $72.70 | D | 889,123 | I | Through Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is based on a weighted average price. The prices actually paid range from $72.50 to $72.74. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Shares held by JAW Resources, LP (the "Partnership") of which the reporting person is a general partner. The reporting person is also the sole member and sole manager of JTKW, LLC, which is the sole general partner of the Partnership.
- F3The price in Column 4 is based on a weighted average price. The prices actually paid range from $72.53 to $73.08. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.