SEC Form 4 · accession 0001209191-16-096227
CULLEN/FROST BANKERS, INC. · CFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Evans Jr.
Officer — Chairman and CEO · Director
Period of report
Feb 5, 2016
Accepted (ET)
Feb 8, 2016 · 11:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Feb 5, 2016 | P | 40,000 | $48.93 | A | 420,459 | D | |
| Common Stock, $0.01 par valueF2 | holding | — | — | — | 120 | I | Through Limited Partnership | |
| Common Stock, $0.01 par value | holding | — | — | — | 61,213 | I | Through 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is based on a weighted price. The prices actually paid range from $48.35 to $49.79. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F2Mr. Evans holds a 1% interest in the limited partnership (the "LP") through its general partner, a limited liability company of which he is the sole manager. The number of shares reported assumes that each LP interest represents a proportionate interest in the shares of the Issuer's common stock in which the LP has a pecuniary interest.