SEC Form 4/A · accession 0001144204-15-042419
FRISCHS RESTAURANTS INC · FRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James I Horwitz
Officer — VP - Real Estate Development
Period of report
Jul 6, 2015
Accepted (ET)
Jul 14, 2015 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039047
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F1 | $0.00 | Jul 6, 2015 | A | 37 | A | — | — | Common Stock | 37 | 4,359 | D |
Explanation of responses
- F1Acquired under the issuer's executive savings plan. Will be settled in cash or shares of common stock upon the reporting person's retirement or other form of termination.
- F2Form 4 amended to properly reflect the total number of derivative securities beneficially owned following the reported transaction.