SEC Form 4 · accession 0001209191-18-029396
Elah Holdings, Inc. · ELLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kyle Ross
Officer — Executive Vice President
Period of report
May 9, 2018
Accepted (ET)
May 10, 2018 · 9:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038984
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 9, 2018 | J | 32,827 | D | Feb 27, 2020 | Feb 27, 2020 | Common Stock | 32,827 | 19,089 | D |
| Restricted Stock UnitsF1 | — | May 9, 2018 | J | 19,089 | D | Feb 24, 2019 | Feb 24, 2019 | Common Stock | 19,089 | 0 | D |
| Common Stock Options | $5.72 | May 9, 2018 | J | 162,000 | D | Dec 31, 2013 | Aug 8, 2021 | Common Stock | 162,000 | 0 | D |
| Warrants | $5.64 | May 9, 2018 | H | 233,750 | D | Jun 11, 2014 | Jun 11, 2020 | Common Stock | 233,750 | 0 | I |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one share of common stock, at settlement
- F2Under the terms of the Real Industry, Inc. Plan of Reorganization (the "Plan"), unvested performance-vesting restricted stock units have been cancelled upon the effective date of the Plan.
- F3Under the terms of the Plan, all common stock options have been cancelled upon the effective date of the Plan.
- F4Under the terms of and upon the effective date of the Plan, the Company will cancel the Warrants in full in exchange for $0.09/Warrant.