SEC Form 4 · accession 0001209191-17-033596
Elah Holdings, Inc. · ELLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph McIntosh
Director
Period of report
May 18, 2017
Accepted (ET)
May 18, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2017 | A | 18,309 | $2.90 | A | 18,309 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Prorated annual grant of shares of restricted common stock to independent Directors issued to Mr. McIntosh under the Real Industry, Inc. Amended and Restated 2015 Equity Award Plan (the "Plan"). The number of shares represents the prorated portion of $85,000, or $53,096, divided by the closing price of the Company's common stock on the date of grant. Such shares will vest in full on January 3, 2018, with accelerated vesting in the event of a change in control of the Company, Mr. McIntosh's death or disability, or if Mr. McIntosh is not re-elected to the Board or is not re-nominated for election by the Company after indicating a willingness to serve.