SEC Form 4 · accession 0001209191-16-155454
Elah Holdings, Inc. · ELLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly G Howard
Officer — EVP - General Counsel
Period of report
Dec 14, 2016
Accepted (ET)
Dec 15, 2016 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 14, 2016 | A | 18,349 | $0.00 | A | 18,349 | D | |
| Common StockF1,F3 | Dec 14, 2016 | A | 18,349 | $0.00 | A | 36,698 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were issued pursuant to the Amended and Restated Real Industry, Inc. 2015 Equity Award Plan in accordance with the terms of that certain Employment Agreement by and between Ms. Howard and Real Industry, Inc., dated as of December 12, 2016, and as approved by the Board of Directors on December 14, 2016 as recommended by the Compensation Committee of the Board of Directors. The number of shares granted represents two awards of $100,000 each, in each case divided by $5.45, the last sale price of the common stock on December 14, 2016, the grant of grant.
- F2Includes 18,349 shares of restricted common stock that will vest in whole on June 14, 2017.
- F3Includes 18,349 shares of restricted common stock that will vest in three equal annual installments on the first, second and third anniversaries of the grant date, ending on December 14, 2019.