SEC Form 4 · accession 0001209191-16-141646
Elah Holdings, Inc. · ELLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kyle Ross
Officer — President and Interim CEO
Period of report
Sep 13, 2016
Accepted (ET)
Sep 15, 2016 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Real Industry, Inc. Common StockF1 | Sep 13, 2016 | A | 116,668 | $0.00 | A | 218,929 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with his appointment as President, Interim Chief Executive Officer and Chief Investment Officer, the Real Industry, Inc. Board of Directors granted Mr. Ross two restricted common stock awards under the Amended and Restated Real Industry, Inc. 2015 Equity Award Plan. The first award, consisting of 33,334 shares of restricted common stock, vests on September 13, 2017. The second award, consisting of 83,334 shares of restricted common stock, vests on September 13, 2019. Subject to certain exceptions, the vesting of both awards is contingent upon Mr. Ross' continued employment with the Company.