SEC Form 4 · accession 0000913849-16-000624
Elah Holdings, Inc. · ELLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig T Bouchard
Other
Period of report
Aug 29, 2016
Accepted (ET)
Aug 31, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 29, 2016 | S | 98,396 | $7.131 | D | 94,823 | I | By Bouchard 10S LLC |
| Common Stock | holding | — | — | — | 89,974 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Act of 1934, a portion of the reporting person's sale of the shares reported herein may be deemed to be matchable with the reporting person's purchase of 15,000 shares of Issuer common stock at prices ranging from $6.803 to $6.94 per share on May 20, 2016. The reporting person has paid to the Issuer $4,009.35, which represents the full amount of the profit realized in connection with the short-swing transaction, less direct transaction costs.
- F2Amount shown reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $7.12 to $7.195 per share. Upon request of the SEC, the Issuer or any securityholder of the Issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.
- F3Bouchard 10S LLC and Mr. Bouchard may be deemed the beneficial owners of the shares of common stock owned by Bouchard 10S LLC, and over which Bouchard 10S LLC has voting and dispositive power, as Mr. Bouchard is the Managing Member of Bouchard 10S LLC.