SEC Form 4 · accession 0000913849-16-000622
Elah Holdings, Inc. · ELLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig T Bouchard
Other
Period of report
Aug 23, 2016
Accepted (ET)
Aug 25, 2016 · 9:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 23, 2016 | D | 56,697 | $0.00 | D | 89,974 | D | |
| Common StockF2 | holding | — | — | — | 193,219 | I | By Bouchard 10S LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F5,F3 | — | Aug 23, 2016 | D | 27,765 | D | — | — | Common Stock | 27,765 | 27,766 | D |
Explanation of responses
- F1Represents shares of unvested restricted stock that were forfeited in connection with the reporting person's departure from the Company.
- F2Bouchard 10S LLC and Mr. Bouchard may be deemed the beneficial owners of the shares of common stock owned by Bouchard 10S LLC, and over which Bouchard 10S LLC has voting and dispositive power, as Mr. Bouchard is the Managing Member of Bouchard 10S LLC.
- F3Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F4Represents restricted stock units that were forfeited in connection with the reporting person's departure from the Company.
- F5Issuance of shares subject to the restricted stock units is based on the Company's annualized total stockholder return ("TSR") relative to the TSR of the Russell 2000 Index of companies for the three-year performance period commencing on February 25, 2016 and ending February 24, 2019. The maximum number of shares to be issued pursuant to the restricted stock units is disclosed.