SEC Form 4 · accession 0001127602-18-035022
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Steven Tyle
Officer — EVP and General Counsel
Period of report
Dec 3, 2018
Accepted (ET)
Dec 3, 2018 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F2,F3 | Dec 3, 2018 | S | 10,216 | $34.2605 | D | 125,307 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- F3Of the amount of securities beneficially owned, 27,757 shares represent unvested restricted stock awards.