SEC Form 4 · accession 0001127602-18-035012
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jed A. Plafker
Officer — Senior Vice President
Period of report
Nov 30, 2018
Accepted (ET)
Dec 3, 2018 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1 | Nov 30, 2018 | F | 10,645 | $33.89 | D | 96,475 | D | |
| Common Stock, par value $.10F2 | holding | — | — | — | 513 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of the amount of securities beneficially owned, 69,481 shares represent unvested restricted stock awards.
- F2Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of November 30, 2018.