SEC Form 4/A · accession 0001127602-18-035007
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jed A. Plafker
Officer — Senior Vice President
Period of report
Nov 2, 2018
Accepted (ET)
Dec 3, 2018 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1,F2 | Nov 2, 2018 | A | 13,502 | $0.00 | A | 105,702 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment on Form 4/A to the Form 4 filed on November 6, 2018 (Original Form 4) is made solely to: (a) report the correct number of unvested performance-based restricted stock units that vested on November 30, 2018 per the certification of certain performance criteria, reflecting the deletion of 6,544 time-based restricted stock units (per November 1, 2016 and December 11, 2017 awards) that were incorrectly reported in this amount in the Original Form 4, and (b) correct the amount of securities beneficially owned after giving effect to such deletion. Except for the foregoing, no new or revised transactions or holdings are being reported. All other information in the Original Form 4 remains the same.
- F2Not applicable.