SEC Form 4/A · accession 0001127602-18-034579
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alok Sethi
Officer — Reg. S-K Executive Officer
Period of report
Nov 2, 2018
Accepted (ET)
Nov 28, 2018 · 1:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1,F2 | Nov 2, 2018 | A | 2,502 | — | A | 45,366 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment on Form 4/A to the Form 4 filed on November 6, 2018 (the Original Form 4) is made solely to: (a) report the correct the number of unvested performance-based restricted stock units scheduled to vest on November 30, 2018 per the certification of certain performance criteria, reflecting the deletion of 1,484 time-based restricted stock units granted November 1, 2016 that were incorrectly reported in this amount in the Original Form 4, and (b) correct the amount of securities beneficially owned after giving effect to such deletion. Except for the foregoing, no new or revised transactions or holdings are being reported. All other information in the Original Form 4 remains the same.
- F2Not applicable.