SEC Form 4 · accession 0001127602-18-034515
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rupert H Johnson Jr.
Officer — Vice Chairman · Director · 10% Owner
Period of report
Nov 23, 2018
Accepted (ET)
Nov 27, 2018 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10 | Nov 23, 2018 | S | 323,000 | $32.42 | D | 103,653,045 | D | |
| Common Stock, par value $.10 | Nov 23, 2018 | S | 193,000 | $32.42 | D | 563,735 | I | By IRA |
| Common Stock, par value $.10F1,F2 | holding | — | — | — | 24,554 | I | By 401(k) | |
| Common Stock, par value $.10F3 | holding | — | — | — | 10,116 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 12, 2018.
- F2On December 5, 2017, pursuant to a required minimum distribution from the Franklin Templeton 401(k) Retirement Plan, the Reporting Person's plan balance was reduced by 925.9910 shares on such date per such required withdrawal.
- F3Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
Remarks
Copy of Limited Power of Attorney included as Exhibit 24.