SEC Form 5 · accession 0001127602-18-030848
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles B Johnson
10% Owner
Period of report
Sep 30, 2018
Accepted (ET)
Oct 23, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1 | Nov 8, 2017 | G | 17,446 | $0.00 | D | 96,308,897 | D | |
| Common Stock, par value $.10F1 | Nov 21, 2017 | G | 145,350 | $0.00 | D | 96,308,897 | D | |
| Common Stock, par value $.10F1 | Dec 6, 2017 | G | 450,425 | $0.00 | D | 96,308,897 | D | |
| Common Stock, par value $.10F1 | Dec 13, 2017 | G | 23,800 | $0.00 | D | 96,308,897 | D | |
| Common Stock, par value $.10F1 | Jan 30, 2018 | G | 23,000 | $0.00 | D | 96,308,897 | D | |
| Common Stock, par value $.10F2,F3 | holding | — | — | — | 21,652 | I | By 401(k) | |
| Common Stock, par value $.10 | holding | — | — | — | 4,059,651 | I | By IRA | |
| Common Stock, par value $.10 | holding | — | — | — | 1,350,000 | I | By Spouse | |
| Common Stock, par value $.10F4 | holding | — | — | — | 817,800 | I | By Trust Held By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Not applicable.
- F2On November 10, 2017, pursuant to a required minimum distribution from the Franklin Templeton 401(k) Retirement Plan, the Reporting Person's plan balance was reduced by 1,189.3312 shares on such date per such required withdrawal.
- F3Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2017.
- F4Trust of which Reporting Person's spouse is the lifetime beneficiary.