SEC Form 4 · accession 0001127602-18-026773
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alok Sethi
Officer — Reg. S-K Executive Officer
Period of report
May 24, 2018
Accepted (ET)
Sep 5, 2018 · 2:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1 | May 24, 2018 | I | 5,775 | $33.80 | D | 0 | I | By 401(k) |
| Common Stock, par value $.10F2 | Aug 31, 2018 | F | 1,456 | $31.74 | D | 32,603 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person held shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of May 24, 2018.
- F2Of the amount of securities beneficially owned, 13,054 shares represent unvested restricted stock and stock unit awards.