SEC Form 4 · accession 0001127602-17-035383
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jed A. Plafker
Officer — Reg. S-K Executive Officer
Period of report
Dec 21, 2017
Accepted (ET)
Dec 21, 2017 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1,F2 | Dec 21, 2017 | S | 7,790 | $43.9172 | D | 65,684 | D | |
| Common Stock, par value $.10F3 | holding | — | — | — | 458 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.91 to $43.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Of the amount of securities beneficially owned, 54,489 shares represent unvested restricted stock awards.
- F3Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of December 12, 2017.