SEC Form 4 · accession 0001127602-17-033880
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alok Sethi
Officer — Reg. S-K Executive Officer
Period of report
Dec 1, 2017
Accepted (ET)
Dec 5, 2017 · 12:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1 | Dec 1, 2017 | F | 891 | $43.48 | D | 33,501 | D | |
| Common Stock, par value $.10F2 | holding | — | — | — | 4,583 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of the amount of securities beneficially owned, 5,726 shares represent unvested restricted stock awards and 12,901 shares represent unvested restricted stock unit awards.
- F2Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2017.