SEC Form 4 · accession 0001127602-17-031453
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Johnson
Officer — Chairman and CEO · Director
Period of report
Nov 3, 2017
Accepted (ET)
Nov 7, 2017 · 2:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1 | Nov 3, 2017 | A | 68,942 | $42.79 | A | 2,116,215 | D | |
| Common Stock, par value $.10F2 | holding | — | — | — | 70,506 | I | As A Trustee For Minor Child | |
| Common Stock, par value $.10F3 | holding | — | — | — | 5,038 | I | By 401(k) | |
| Common Stock, par value $.10F4 | holding | — | — | — | 2,565,000 | I | By Business Limited Partnership | |
| Common Stock, par value $.10F5 | holding | — | — | — | 8,100 | I | By Business Trust | |
| Common Stock, par value $.10F6 | holding | — | — | — | 18,014 | I | By Spouse | |
| Common Stock, par value $.10F7 | holding | — | — | — | 396,000 | I | By Venture Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of the amount of securities beneficially owned, 171,365 shares represent unvested restricted stock awards.
- F2Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
- F3Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2017.
- F4Business limited partnership under control of Reporting Person.
- F5Business trust for the benefit of Reporting Person and Reporting Person's children.
- F6Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
- F7Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.