SEC Form 5 · accession 0001127602-17-030765
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles B Johnson
10% Owner
Period of report
Sep 30, 2017
Accepted (ET)
Nov 1, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1 | Nov 28, 2016 | G | 54,300 | $0.00 | D | 96,968,918 | D | |
| Common Stock, par value $.10F1 | Dec 16, 2016 | G | 18,382 | $0.00 | D | 96,968,918 | D | |
| Common Stock, par value $.10F1 | Dec 27, 2016 | G | 585,500 | $0.00 | D | 96,968,918 | D | |
| Common Stock, par value $.10F1 | May 30, 2017 | G | 18,200 | $0.00 | D | 96,968,918 | D | |
| Common Stock, par value $.10F2,F3 | holding | — | — | — | 20,608 | I | By 401(k) | |
| Common Stock, par value $.10 | holding | — | — | — | 4,059,651 | I | By IRA | |
| Common Stock, par value $.10 | holding | — | — | — | 1,350,000 | I | By Spouse | |
| Common Stock, par value $.10F4 | holding | — | — | — | 817,800 | I | By Trust Held By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Not applicable.
- F2Pursuant to a required minimum distribution from the Franklin Templeton 401(k) Retirement Plan on December 3, 2016, the Reporting Person's plan balance was reduced by 1,204.4542 shares on such date per such required withdrawal.
- F3Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2017.
- F4Trust of which Reporting Person's spouse is the lifetime beneficiary.