SEC Form 4 · accession 0001127602-17-030581
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Johnson
Officer — Chairman and CEO · Director
Period of report
Oct 30, 2017
Accepted (ET)
Oct 31, 2017 · 1:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1 | Oct 30, 2017 | S | 56,825 | $42.8266 | D | 2,047,273 | D | |
| Common Stock, par value $.10F2 | holding | — | — | — | 70,506 | I | As A Trustee For Minor Child | |
| Common Stock, par value $.10F3 | holding | — | — | — | 5,016 | I | By 401(k) | |
| Common Stock, par value $.10F4 | holding | — | — | — | 2,565,000 | I | By Business Limited Partnership | |
| Common Stock, par value $.10F5 | holding | — | — | — | 8,100 | I | By Business Trust | |
| Common Stock, par value $.10F6 | holding | — | — | — | 18,014 | I | By Spouse | |
| Common Stock, par value $.10F7 | holding | — | — | — | 396,000 | I | By Venture Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.70 to $42.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- F2Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
- F3Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2017.
- F4Business limited partnership under control of Reporting Person.
- F5Business trust for the benefit of Reporting Person and Reporting Person's children.
- F6Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
- F7Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.