SEC Form 5 · accession 0001127602-17-030448
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Johnson
Officer — Chairman and CEO · Director
Period of report
Sep 30, 2017
Accepted (ET)
Oct 30, 2017 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1 | Dec 19, 2016 | G | 127 | $0.00 | D | 2,104,098 | D | |
| Common Stock, par value $.10F1 | Dec 20, 2016 | G | 5,000 | $0.00 | D | 2,104,098 | D | |
| Common Stock, par value $.10F1 | Dec 22, 2016 | G | 1,384 | $0.00 | D | 2,104,098 | D | |
| Common Stock, par value $.10F1,F2 | Dec 22, 2016 | G | 1,384 | $0.00 | A | 70,506 | I | As A Trustee For Minor Child |
| Common Stock, par value $.10F1 | Dec 27, 2016 | G | 10,000 | $0.00 | D | 2,104,098 | D | |
| Common Stock, par value $.10F1 | Apr 26, 2017 | G | 50 | $0.00 | D | 2,104,098 | D | |
| Common Stock, par value $.10F1 | Aug 17, 2017 | G | 4,700 | $0.00 | D | 2,104,098 | D | |
| Common Stock, par value $.10F1 | Aug 31, 2017 | G | 2,910 | $0.00 | D | 2,104,098 | D | |
| Common Stock, par value $.10F3 | holding | — | — | — | 5,016 | I | By 401(k) | |
| Common Stock, par value $.10F4 | holding | — | — | — | 2,565,000 | I | By Business Limited Partnership | |
| Common Stock, par value $.10F5 | holding | — | — | — | 8,100 | I | By Business Trust | |
| Common Stock, par value $.10F6 | holding | — | — | — | 18,014 | I | By Spouse | |
| Common Stock, par value $.10F7 | holding | — | — | — | 396,000 | I | By Venture Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Not applicable.
- F2Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
- F3Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2017.
- F4Business limited partnership under control of Reporting Person.
- F5Business trust for the benefit of Reporting Person and Reporting Person's children.
- F6Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
- F7Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.