SEC Form 5 · accession 0001127602-17-030445
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rupert H Johnson Jr.
Officer — Vice Chairman · Director · 10% Owner
Period of report
Sep 30, 2017
Accepted (ET)
Oct 30, 2017 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1 | Dec 12, 2016 | G | 239,000 | $0.00 | D | 104,226,045 | D | |
| Common Stock, par value $.10F2 | holding | — | — | — | 22,774 | I | By 401(k) | |
| Common Stock, par value $.10 | holding | — | — | — | 906,735 | I | By IRA | |
| Common Stock, par value $.10F3 | holding | — | — | — | 10,116 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Not applicable.
- F2Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2017.
- F3Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.