SEC Form 5 · accession 0001127602-17-030444
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer M Johnson
Officer — President and COO
Period of report
Sep 30, 2017
Accepted (ET)
Oct 30, 2017 · 2:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1 | Dec 20, 2016 | G | 1,740 | $0.00 | D | 1,506,174 | D | |
| Common Stock, par value $.10F1,F2 | Dec 20, 2016 | G | 1,740 | $0.00 | A | 168,229 | I | As A Trustee For Minor Children |
| Common Stock, par value $.10F3 | holding | — | — | — | 1,726 | I | By 401(k) | |
| Common Stock, par value $.10F4 | holding | — | — | — | 2,610,000 | I | By Business Limited Partnership | |
| Common Stock, par value $.10F5 | holding | — | — | — | 15,000 | I | By Business Trust | |
| Common Stock, par value $.10F6 | holding | — | — | — | 198,000 | I | By Venture Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Not applicable.
- F2Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
- F3Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2017.
- F4Business limited partnership under control of Reporting Person.
- F5Business trust for the benefit of Reporting Person and Reporting Person's children.
- F6Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.