SEC Form 4 · accession 0001127602-16-070371
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth A Lewis
Officer — EVP and CFO
Period of report
Dec 16, 2016
Accepted (ET)
Dec 19, 2016 · 1:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10 | Dec 16, 2016 | S | 1,866 | $39.25 | D | 0 | I | By 401(k) |
| Common Stock, par value $.10F1 | holding | — | — | — | 141,162 | D | ||
| Common Stock, par value $.10F2 | holding | — | — | — | 17,678 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of the amount of securities beneficially owned, 39,911 shares represent unvested restricted stock awards.
- F2Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power.