SEC Form 4/A · accession 0001127602-16-069970
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gregory E Johnson
Officer — Chairman and CEO · Director
Period of report
Nov 1, 2016
Accepted (ET)
Dec 14, 2016 · 12:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1,F2 | Nov 1, 2016 | A | 9,295 | $0.00 | A | 2,163,119 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 3, 2016, the Reporting Person reported that 21,373 restricted stock performance units were scheduled to vest on December 1, 2016 (following certification of certain performance criteria by the Issuer's Compensation Committee on November 1, 2016). The number of shares reported in Column 4 of this Amendment reflects the correct number of such restricted stock units that vested on December 1, 2016.
- F2Not applicable.