SEC Form 4/A · accession 0001127602-16-069182
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kenneth A Lewis
Officer — EVP and CFO
Period of report
Nov 1, 2016
Accepted (ET)
Dec 5, 2016 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1,F2 | Nov 1, 2016 | A | 3,423 | $0.00 | A | 147,179 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 3, 2016, the Reporting Person reported that 5,839 restricted stock performance units were scheduled to vest on December 1, 2016. The number of shares reported in Column 4 of this Amendment reflects the correct number of such restricted stock units that vested on December 1, 2016.
- F2Not applicable.