SEC Form 4 · accession 0001127602-16-065921
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rupert H Johnson Jr.
Officer — Vice Chairman · Director · 10% Owner
Period of report
Nov 1, 2016
Accepted (ET)
Nov 2, 2016 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10 | Nov 1, 2016 | S | 300,000 | $33.65 | D | 906,735 | I | By IRA |
| Common Stock, par value $.10 | holding | — | — | — | 104,465,045 | D | ||
| Common Stock, par value $.10F1 | holding | — | — | — | 22,457 | I | By 401(k) | |
| Common Stock, par value $.10F2 | holding | — | — | — | 10,116 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 14, 2016.
- F2Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.