SEC Form 5 · accession 0001127602-16-065264
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles B Johnson
10% Owner
Period of report
Sep 30, 2016
Accepted (ET)
Oct 26, 2016 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1,F2 | Dec 9, 2015 | G | 716 | $0.00 | D | 97,645,300 | D | |
| Common Stock, par value $.10F3 | holding | — | — | — | 21,414 | I | By 401(k) | |
| Common Stock, par value $.10 | holding | — | — | — | 4,059,651 | I | By IRA | |
| Common Stock, par value $.10 | holding | — | — | — | 1,350,000 | I | By Spouse | |
| Common Stock, par value $.10F4 | holding | — | — | — | 817,800 | I | By Trust Held By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Not applicable.
- F2Pursuant to a required minimum distribution from Individual Retirement Account (IRA) on December 31, 2015, balance includes 127,000 shares previously reported by the reporting person as indirect shares held through his IRA.
- F3Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2016.
- F4Trust of which Reporting Person's spouse is the lifetime beneficiary.