SEC Form 5 · accession 0001127602-16-065163

FRANKLIN TEMPLETON INC · BEN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman and CEO · Director

Period of report

Sep 30, 2016

Accepted (ET)

Oct 24, 2016 · 7:20 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000038777

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.10^F1	Oct 20, 2015	G	1,308	$0.00	D	2,064,803	D
Common Stock, par value $.10^F1,F2	Nov 6, 2015	G	678	$0.00	A	67,708	I	As A Trustee For Minor Child
Common Stock, par value $.10^F1	Nov 6, 2015	G	678	$0.00	D	2,064,803	D
Common Stock, par value $.10^F1	Nov 6, 2015	G	678	$0.00	D	2,064,803	D
Common Stock, par value $.10^F1,F2	Nov 6, 2015	G	678	$0.00	A	67,708	I	As A Trustee For Minor Child
Common Stock, par value $.10^F1	Nov 18, 2015	G	850	$0.00	D	2,064,803	D
Common Stock, par value $.10^F1	Nov 25, 2015	G	1,830	$0.00	D	2,064,803	D
Common Stock, par value $.10^F1	Dec 4, 2015	G	6,100	$0.00	D	2,064,803	D
Common Stock, par value $.10^F1	Dec 16, 2015	G	284	$0.00	D	2,064,803	D
Common Stock, par value $.10^F1	Dec 16, 2015	G	430	$0.00	D	2,064,803	D
Common Stock, par value $.10^F1	Dec 16, 2015	G	3,524	$0.00	D	2,064,803	D
Common Stock, par value $.10^F1	Mar 22, 2016	G	1,920	$0.00	D	2,064,803	D
Common Stock, par value $.10^F1	Jun 6, 2016	G	100	$0.00	D	2,064,803	D
Common Stock, par value $.10^F1	Jun 22, 2016	G	445	$0.00	D	2,064,803	D
Common Stock, par value $.10^F1	Jul 12, 2016	G	2,344	$0.00	D	2,064,803	D
Common Stock, par value $.10^F3	holding	—	—		—	4,920	I	By 401(k)
Common Stock, par value $.10^F4	holding	—	—		—	2,565,000	I	By Business Limited Partnership
Common Stock, par value $.10^F5	holding	—	—		—	8,100	I	By Business Trust
Common Stock, par value $.10^F6	holding	—	—		—	17,307	I	By Spouse
Common Stock, par value $.10^F7	holding	—	—		—	396,000	I	By Venture Limited Partnership

No Table II lines on this filing.

F1Not applicable.
F2Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
F3Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2016.
F4Business limited partnership under control of Reporting Person.
F5Business trust for the benefit of Reporting Person and Reporting Person's children.
F6Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
F7Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.