SEC Form 4 · accession 0001127602-16-061721
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vijay Chandur Advani
Officer — Co-President
Period of report
Aug 31, 2016
Accepted (ET)
Sep 1, 2016 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1 | Aug 31, 2016 | F | 23,311 | $36.50 | D | 78,578 | D | |
| Common Stock, par value $.10F2 | holding | — | — | — | 1,104 | I | By 401(k) | |
| Common Stock, par value $.10F3,F4 | holding | — | — | — | 313,548 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of the amount of securities beneficially owned, 48,463 shares represent unvested restricted stock awards.
- F2Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 15, 2016.
- F3Since last filing, includes 5,970 shares previously reported by Reporting Person under direct shares.
- F4Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power.