SEC Form 5 · accession 0001127602-15-029956
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Johnson
Officer — Chairman and CEO · Director
Period of report
Sep 30, 2015
Accepted (ET)
Nov 2, 2015 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1 | Dec 10, 2014 | G | 1,328 | $0.00 | D | 1,940,284 | D | |
| Common Stock, par value $.10F1 | Dec 15, 2014 | G | 519 | $0.00 | A | 1,940,284 | D | |
| Common Stock, par value $.10F1,F2 | Dec 15, 2014 | G | 1,038 | $0.00 | A | 66,352 | I | As A Trustee For Minor Child |
| Common Stock, par value $.10F1,F3 | Dec 15, 2014 | G | 519 | $0.00 | A | 17,307 | I | By Spouse |
| Common Stock, par value $.10F1 | Dec 19, 2014 | G | 442 | $0.00 | D | 1,940,284 | D | |
| Common Stock, par value $.10F1 | Jan 15, 2015 | G | 187 | $0.00 | D | 1,940,284 | D | |
| Common Stock, par value $.10F1 | Jan 15, 2015 | G | 90 | $0.00 | D | 1,940,284 | D | |
| Common Stock, par value $.10F1 | Mar 25, 2015 | G | 283 | $0.00 | D | 1,940,284 | D | |
| Common Stock, par value $.10F1 | Apr 15, 2015 | G | 200 | $0.00 | D | 1,940,284 | D | |
| Common Stock, par value $.10F1 | Jun 24, 2015 | G | 300 | $0.00 | D | 1,940,284 | D | |
| Common Stock, par value $.10F1 | Jun 24, 2015 | G | 100 | $0.00 | D | 1,940,284 | D | |
| Common Stock, par value $.10F1 | Jul 16, 2015 | G | 6,579 | $0.00 | D | 1,940,284 | D | |
| Common Stock, par value $.10F1 | Aug 26, 2015 | G | 710 | $0.00 | A | 1,940,284 | D | |
| Common Stock, par value $.10F1,F2 | Aug 26, 2015 | G | 1,420 | $0.00 | A | 66,352 | I | As A Trustee For Minor Child |
| Common Stock, par value $.10F1,F3 | Aug 26, 2015 | G | 710 | $0.00 | A | 17,307 | I | By Spouse |
| Common Stock, par value $.10F4 | holding | — | — | — | 4,828 | I | By 401(k) | |
| Common Stock, par value $.10F5 | holding | — | — | — | 2,565,000 | I | By Business Limited Partnership | |
| Common Stock, par value $.10F6 | holding | — | — | — | 8,100 | I | By Business Trust | |
| Common Stock, par value $.10F7 | holding | — | — | — | 396,000 | I | By Venture Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Not applicable.
- F2Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
- F3Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
- F4Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2015.
- F5Business limited partnership under control of Reporting Person.
- F6Business trust for the benefit of Reporting Person and Reporting Person's children.
- F7Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.